| 车 尧,高 颖,周 洪,张志刚.澳大利亚科研伦理治理体系研究及借鉴[J].全球科技经济瞭望,2025,40(7):61~67 |
| 澳大利亚科研伦理治理体系研究及借鉴 |
| Study on the Governance System of Scientific Research Ethics in Australia and Its Implications |
| 投稿时间：2024-09-30 |
| DOI：10.3772/j.issn.1009-8623.2025.07.008 |
| 中文关键词: 澳大利亚；科研伦理；高风险科技活动；监管政策 |
| 英文关键词: Australia; research ethics; high-risk scientific activities; regulatory policies |
| 基金项目: |
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| 摘要点击次数: 13 |
| 全文下载次数: 18 |
| 中文摘要: |
| 澳大利亚已建立了相对完善的科研伦理治理体系。采用网络调查和文献分析的方法，分析了
澳大利亚科研伦理治理政策。澳大利亚监管以《澳大利亚负责任的研究行为准则》等为核心框架，秉
持诚实和责任等原则，构建了包括科研伦理治理实施机制、风险评估与伦理审查等在内的治理体系。
该体系呈现出五大特征，一是针对人类研究、人工智能等七大高风险领域实施针对性监管；二是建立
分域分级分类的系统化监管体系；三是通过多机构协同形成审查机制；四是以“以人为本”为伦理价值
导向；五是推行开放协同的跨界治理。最后，提出对中国科研伦理治理的建议以供借鉴。 |
| 英文摘要: |
| Australia has established a relatively complete system for ensuring research ethics. By using
methods such as online surveys and literature analysis, this paper examines the policies for research ethics
governance in Australia. The regulatory framework in Australia is centered around the “Australian Code for
Responsible Conduct of Research” and other documents, adhering to principles such as honesty and responsibility,
and has established a governance system that includes the implementation mechanism for research ethics
governance, risk assessment, and ethical review. This system has five major characteristics: first, it implements
targeted supervision in seven high-risk areas such as human research and artificial intelligence; second, it has
established a systematic regulatory system that is domain-specific, hierarchical, and classified; third, it forms
a review mechanism through multi-institutional collaboration; fourth, it takes “people-oriented” as the ethical
value orientation; fifth, it promotes open and collaborative cross-border governance. Finally, suggestions for the
governance of research ethics in China are proposed for reference. |
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